Industries
Financial Institutions
Our attorneys advise community and regional banks on banking regulatory matters, banking & finance, and on various legal and regulatory issues that arise in the course of transactions and bank operations. They have prepared financial institutions for future liquidity events and evaluated which form of liquidity event is most helpful to sustain growth and achieve the client’s objectives.
We provide advice to financial institutions on a variety of matters, including:
- Securities offerings — public & private
- Bond offerings
- Public financing — taxable & tax-exempt conduit bond transactions, state economic development loan programs, & local tax increment financing
- Commercial real estate
- Commercial & industrial lending
- SEC filings & stock exchange compliance
- Other capital market transactions
- Preparation of strategic & capital plans
- Regulatory applications, policies, & handling examination-related issues
- Corporate governance matters
- Mergers & acquisitions
- Management & board counsel — complex regulatory & compliance matters
- Shareholder activism issues
- Electronic payment issues
- Commercial matters
- Consumer compliance
- Dodd-Frank reform
- Lending matters
Our attorneys have experience working with financial institutions on a variety of matters, both transactional and adversarial.
- Overview
Financial Institutions
Our attorneys advise community and regional banks on banking regulatory matters, banking & finance, and on various legal and regulatory issues that arise in the course of transactions and bank operations. They have prepared financial institutions for future liquidity events and evaluated which form of liquidity event is most helpful to sustain growth and achieve the client’s objectives.We provide advice to financial institutions on a variety of matters, including:- Securities offerings — public & private
- Bond offerings
- Public financing — taxable & tax-exempt conduit bond transactions, state economic development loan programs, & local tax increment financing
- Commercial real estate
- Commercial & industrial lending
- SEC filings & stock exchange compliance
- Other capital market transactions
- Preparation of strategic & capital plans
- Regulatory applications, policies, & handling examination-related issues
- Corporate governance matters
- Mergers & acquisitions
- Management & board counsel — complex regulatory & compliance matters
- Shareholder activism issues
- Electronic payment issues
- Commercial matters
- Consumer compliance
- Dodd-Frank reform
- Lending matters
Our attorneys have experience working with financial institutions on a variety of matters, both transactional and adversarial.
- Attorneys
- News
February 08, 2023Brouse McDowell Welcomes Wade T. Doerr
November 17, 2022Brouse McDowell Welcomes Ryan Robinson
May 03, 2022Attorney Molly Brown Speaks Alongside Cascade Partners' Arjun Murthy for a Strafford Webinar
- Blogs
Business Blog
February 8, 2023Business Blog: Important Steps in Raising Capital: Complying with Federal and State Securities Laws
October 19, 2022Business Blog: Revisiting Capital Structure and its Importance - Private Capital Raising Options
March 24, 2022Business Blog Featuring Cascade Partners: Liquidity Events Dialogue - Part 2